Financial Services Providers
Advising businesses and individuals on their compliance obligations
Entities and individuals who live or have a place of business in New Zealand and are in the business of providing financial services (in New Zealand or overseas), must register on the FSPR to provide that financial service.

We regularly advise businesses and individuals on their compliance obligations in New Zealand, including:
  • Registration as a financial services provider on the Financial Service Provider Register.
  • Managing the process to join an approved dispute resolution scheme.
  • Advising on broking and custodial obligations.
  • The New Zealand financial advisers regime.




Insurance contracts and conduct of financial institutions review – MBIE Options Papers released

The Ministry of Business, Innovation & Employment has now released Options Papers for its review of insurance contract law and also for the conduct of financial institutions. This article discusses some of the key changes being considered.

Keep reading...

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Wynn Williams Christchurch
Level 5, Wynn Williams House, 47 Hereford Street, Christchurch 8013, New Zealand.
PO Box 4341, DX WX11179, Christchurch 8140.
+64 3 379 7622
+64 3 379 2467
Wynn Williams Auckland
Level 25, Vero Centre, 48 Shortland Street, Auckland 1010, New Zealand.
PO Box 2401, Shortland Street, Auckland 1140.
+64 9 300 2600
+64 9 300 2609

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