Entities and individuals who live or have a place of business in New Zealand and are in the business of providing financial services (in New Zealand or overseas), must register on the FSPR to provide that financial service.

We regularly advise businesses and individuals on their compliance obligations in New Zealand, including:
  • Registration as a financial services provider on the Financial Service Provider Register.
  • Managing the process to join an approved dispute resolution scheme.
  • Advising on broking and custodial obligations.
  • The New Zealand financial advisers regime.
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